Regulatory and Standards-profile-image

Regulatory and Standards

  • Amendments to SEC Rule 2a-7

    SEC regulatory amendments to rule 2a-7 relating to tax-exempt money market funds

  • Federal Aviation Agency

    FAA is the federal regulatory agency for aviation and airports.

  • Financial Accounting Standards Board (FASB)

    Accounting standards for corporations and certain government or non-profit enterprises

  • Financial Industry Regulatory Authority (FINRA)

    Independent, not-for-profit organization authorized by Congress to protect investors by making sure the securities industry operates fairly and […]

  • Governmental Accounting Standards Board (GASB)

    Independent organization that establishes and improves standards of accounting and financial reporting for U.S. state and local government.

  • Government Finance Officer Association Award Programs

    Recognition programs for state and local governments to improve the quality of their financial management and to recognize […]

  • International Code Council (ICC)

    Association dedicated to developing model codes and standards to protect the public health, safety and welfare, and to […]

  • IRS Tax Kit on Tax Exempt Bonds

    Internal Revenue Service compendium and tax kit on rules and commentary on tax exempt municipal bonds.

  • Local Govt. Environmental Assistance Net

    Local Government Environmental Assistance Network (LGEAN)provides enviornmental and regulatory assistance for local governments.

  • Municipal Securities Rulemaking Board (MSRB)

    Investment banking and dealer industry self-regulatory board overseeing the municipal bond securities market.

  • National Association of Securities Dealers (NASD)

    National Association of Securities Dealers (NASD)

  • National Regulatory Research Institute

    National Regulatory Research Institute, located at Ohio State, provides research primarily for utility regulatory commissions.

  • NFMA Municipal Bond Disclosure Guidelines

    National Federation of Municipal Analysts (NFMA) series of publications, each of which promotes best disclosure practices for particular […]

  • North American Securities Administrators

    North American Securities Administrators

  • Performance Measurement for Government

    This GASB site focuses on creating performance measurement standards to improve governmental accountability

  • Practicing Law Institute

    Legal organization with educational programs involving municipal, health care, and disclosure topics.

  • SEC Rule 15c2-12

    Securities Rule 15c2-12 refers to municipal bond secondary market disclosure requirements on underwriters relating to annual reporting by […]

  • SEC Rule 2a-7

    Securities Exchange Commission Rule relating to tax-exempt money market funds.

  • SEC: Information for Municipal Markets

    Entry point to U.S. Securities and Exchange Commission’s Office of Municipal Securities information pertaining to municipal markets, including […]

  • Securities & Exchange Commission – SEC

    Federal regulator of securities markets, including government and municipal bonds. Section dedicated to municipal securities oversight.

  • US Nuclear Regulatory Commission Reactors by Location

    Detailed Information about a particular operating nuclear power reactor that NRC regulates. Map of locations of plants included.

  • U.S. Department of Health and Human Services (HHS) – Laws & Regulations

    Laws and regulations on civil rights, privacy rights, research, fraud prevention and detection, freedom of information, tribal matters, and more.

  • U.S. Department of Labor – State Labor Laws

    Wage and Hour Division (WHD) provides information on state labor laws on minimum wages, child labor, prevailing wages […]

  • U.S. Department of the Interior – Bureau of Land Management (BLM)

    Manages and conserves the public lands for the use and enjoyment of present and future generations under a […]

  • U.S. Environmental Protection Agency (EPA)

    Federal agency for the purpose of protecting human health and the environment by writing and enforcing regulations based on […]

  • U.S. Government Accountability Office (GAO)

    Independent, nonpartisan agency that works for Congress by investigating how the federal government spends taxpayer dollars.

  • U.S. Securities and Exchange Commission (SEC) – Office of Municipal Securities

    Coordinates the SEC’s municipal securities activities, administers SEC rules relating to the municipal securities market, advises the SEC, […]